Matter-Antimatter Asymmetry from Dirac-Majorana Flip-Flop

arXiv:2610.10688 · hep-ph, astro-ph.CO · Submitted 2026-10-07 · Read on arXiv

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Introduction to the show: ident: Astrophysics Radio. Generated commentary on the latest astrophysics papers.

Vera: Today's paper: "Matter-Antimatter Asymmetry from Dirac-Majorana Flip-Flop".

Jocelyn: The gist:

Vera: First, who's behind it and why it matters.

Paper summary: Vera: So we've been looking at this paper "Matter-Antimatter Asymmetry from Dirac-Majorana Flip-Flop" and now we need to talk about what this actually means for us.

Jocelyn: Basically, the authors are proposing a way to get the matter asymmetry we see in the universe, but they're doing it through a specific flip of neutrino types.

Subrahmanyan: They use this Dirac-Majorana flip-flop idea where lepton number violation happens at high temperatures and then disappears at low temperatures.

Vera: It sounds like they’re trying to solve that problem of why there's so much more matter than antimatter while keeping things consistent with what we see today.

Jocelyn: Exactly, and they connect this high-temperature physics to two real observational targets: gravitational waves and the cosmic microwave background.

Subrahmanyan: That connection is what makes it interesting; it gives us something concrete to look for in different types of experiments.

Vera: The authors are suggesting that if these specific phase transitions happen, we might see some ripples in spacetime or extra signals in the CMB.

Jocelyn: They aren't just talking about theory; they are pointing toward actual experimental signatures that could be found by LIGO or by future CMB surveys.

Subrahmanyan: Their numbers show how the baryon asymmetry gets calculated from that initial lepton asymmetry, showing it fits within our current cosmological measurements.

Vera: It’s a clever way to link the very early universe physics—the high-temperature VEVs of those scalar fields—to the observable structures in the CMB we map.

Jocelyn: So, this paper gives us a new window into how lepton number violation can occur without leaving any obvious traces in current terrestrial experiments.

Subrahmanyan: It’s a framework that tries to bridge the gap between high-energy particle physics and large-scale cosmological observations.

Vera: It’s definitely a structure worth exploring further with more complex models, especially as we look for those gravitational wave patterns and dark radiation signals.

Conclusion: Vera: So, we’re wrapping up our look at "Matter-Antimatter Asymmetry from Dirac-Majorana Flip-Flop."

Jocelyn: The authors are really focused on this specific mechanism where lepton number violation happens in the early universe, but it vanishes as the temperature drops.

Subrahmanyan: They’re essentially proposing a way to keep the low-temperature world of neutrinos purely Dirac while still generating that matter we see today through a high-temperature flip.

Vera: It’s a neat trick because it tries to solve the problem of needing lepton number violation without leaving any detectable traces in our current experiments.

Jocelyn: And they connect this whole process to two very different ways we can actually look for evidence: gravitational waves and signals in the cosmic microwave background.

Subrahmanyan: The numbers they put down for the phase transitions are specific, showing exactly what kind of ripples we might expect in those gravitational wave detectors.

Vera: It’s a framework that links high-energy physics involving Majorana masses to low-energy physics where neutrinos behave like pure Dirac particles.

Jocelyn: This suggests that if these specific scalar field dynamics are right, we should be looking for observable signatures in both the CMB and gravitational wave spectra.

Subrahmanyan: The authors flag that this is a toy model based on two singlet scalars undergoing a two-step transition, so the real challenge is building on this with more complete symmetry ideas.

Vera: So, it’s a specific structure connecting high-temperature Majorana physics to low-temperature Dirac neutrinos with clear observational targets for testing.

Jocelyn: Next time we look at this topic, we’ll dive deeper into exactly what those gravitational wave signals and dark radiation signatures would actually look like in the data.

Debasish Borah, *Arnab Dasgupta, ^Debalina Nandy, ^Indrajit Saha, §Harman Singh

Department of Physics, Indian Institute of Technology Guwahati, Assam 781039, India · Pittsburgh Particle Physics, Astrophysics, and Cosmology Center, Department of Physics and Astronomy, University of Pittsburgh

hep-ph, astro-ph.CO

Submitted: 2026-10-07

Updated: 2026-10-07

Comments: 10 pages, 5 captioned figures

License: http://arxiv.org/licenses/nonexclusive-distrib/1.0/

Importance score: 74/100

The gist: The gist: A novel leptogenesis scenario involving a Dirac-Majorana flip-flop proposes that lepton number violation occurs at high temperatures via a singlet scalar field acquiring a non-zero vacuum

Key concepts

Leptogenesis
This is a process where an initial lepton asymmetry (a difference between leptons and anti-leptons) is generated in the early universe. This asymmetry is then converted into the observed baryon asymmetry (matter excess) through interactions called sphalerons, which are active at high temperatures.
Dirac-Majorana Flip-Flop
This novel scenario suggests that neutrinos start as Dirac particles (which conserve lepton number) but acquire Majorana masses—becoming its own antiparticle—at high temperatures due to a scalar field's activity. Later, this state flips back to a pure Dirac nature at lower temperatures, explaining why we observe only Dirac neutrinos today.
Gravitational Waves and Dark Radiation
The transition between the two phases of the flip-flop involves a first-order phase transition. This transition can produce detectable gravitational waves. Additionally, light Dirac neutrinos generated in this process can create 'dark radiation,' which is a signature that could be detected by experiments observing the Cosmic Microwave Background (CMB).
Sphalerons
Sphalerons are non-perturbative configurations in the Standard Model that allow for processes violating lepton number conservation. They are crucial because they take the initial lepton asymmetry generated during leptogenesis and convert it into the final baryon asymmetry we see in matter.

Terminology

Summary

The gist: A novel leptogenesis scenario involving a Dirac-Majorana flip-flop proposes that lepton number violation occurs at high temperatures via a singlet scalar field acquiring a non-zero vacuum expectation value, and this transition can generate observable gravitational waves while light Dirac neutrinos generate detectable dark radiation in the CMB.

Introduction to the Problem

The visible or baryonic matter content of the present Universe is highly asymmetric, which leads to a puzzle known as the baryon asymmetry of the Universe (BAU) [1–3]. The observed BAU is quantified in terms of the baryon-to-photon number density ratio as [2] based on cosmic microwave background (CMB) measurements, which is consistent with the value extracted from big bang nucleosynthesis (BBN) observations of primordial elemental abundances [1]. While the standard model (SM) has, in principle, all the basic ingredients to satisfy the Sakharov conditions needed to dynamically generate baryon asymmetry starting from a symmetric Universe [4, 5], the quark sector CP violation falls short by almost 10 orders of magnitude [6]. In addition, the electroweak phase transition in the SM is not strongly firstorder enough to ensure adequate departure from equilibrium, necessary to produce the BAU [7]. This has led to several beyond standard model (BSM) proposals, out of which baryogenesis [8, 9] or leptogenesis [10] have been the most widely studied ones.

The Dirac-Majorana Flip-Flop Mechanism

The paper proposes a novel alternative by realizing conventional leptogenesis with LNV in a light Dirac neutrino setup by considering a flip-flop of Dirac and Majorana nature of neutrinos in the early Universe This relies on lepton number violation in the early Universe due to finite-temperature effects whereas the observations in the present Universe remain consistent with global lepton number conservation. Specifically, a singlet scalar field with non-zero lepton number acquiring a non-zero vacuum expectation value (VEV) generates Majorana masses for right-handed neutrinos (RHNs), which facilitates leptogenesis from out-of-equilibrium decay of heavy Majorana fermions. At a later epoch, the singlet scalar VEV shifts to zero, restoring lepton number symmetry, leading to purely Dirac neutrinos at low temperature.

The Two-Step Phase Transition Framework

The framework employs a toy model with two singlet scalars, phi and sigma, undergoing a two-step phase transition. The sequence of VEVs is described as (0, 0) → (0, vϕ) → (vσ, 0) across temperatures Tc1 and Tc2. At T > Tc1, the scalar field phi acquires a large VEV imparting Majorana masses to RHNs. As the Universe cools, a first-order phase transition (FOPT) occurs at Tc2 from (0, vϕ) to (vσ, 0), where sigma gains a non-zero VEV while phi's VEV returns to zero. This FOPT can lead to observable gravitational waves, with the conceptual visualization showing GWs associated with the transition.

Particle Content and Yukawa Couplings

The SM is extended by two copies of gauge singlet right-handed neutrinos νR, one Majorana dark fermion singlet χ, and a neutrinophilic Higgs doublet η. The relevant Yukawa Lagrangian involves terms such as −LY ⊃ yαiLαην˜ Ri + YijϕνcRiνRj + Yχσχcχ + h.c. At high temperatures T > Tsph ∼ 131.7 GeV, phi acquires a large VEV vϕ ≫ Tsph generating Majorana mass terms for νR, allowing the decay νR → Lη decay to generate nonzero lepton asymmetry. The presence of a neutrinophilic Higgs doublet allows for sizeable Yukawa coupling of Dirac neutrinos, assisting in leptogenesis and leading to the thermalization of the right-chiral parts, which enhances dark radiation or ∆Neff.

Observational Signatures and Constraints

The model predicts several observable consequences depending on the parameter space. A first-order VEV-restoring phase transition can lead to observable gravitational waves (GWs). Light Dirac neutrinos can generate detectable dark radiation at CMB experiments. The analysis identifies benchmark points consistent with a strong FOPT, and the right panel of Fig. 3 shows the peak amplitudes of the gravitational wave spectra generated during bubble collisions. Furthermore, precision CMB measurements can probe this scenario due to enhanced dark radiation from thermalized Dirac neutrinos. The parameter space consistent with successful leptogenesis and a two-step FOPT has complementary detection prospects in terms of CMB surveys and GW detectors.

Leptogenesis Calculation Details

The lepton asymmetry at the sphaleron decoupling epoch TSph ∼ 130 GeV gets converted into baryon asymmetry as YB ≃ asph YB−L = 1/4 YB−L. The final baryon asymmetry ηB can be analytically estimated to be ηB = asph / fϵκ, where the factor f accounts for the change in the relativistic degrees of freedom from the scale of leptogenesis until recombination and comes out to be f = 106.75. The numerical solution of Boltzmann equations shows that as Yukawa coupling y increases, washout due to inverse decay increases leading to smaller lepton asymmetry. This process is further detailed by solving Eqs. (B10) and (B11) for the evolution of comoving abundances for different values of the Dirac Yukawa coupling y. The results are shown in Fig. 5 for BP1 in Table I with fixed CP asymmetry ϵ = 0.1 but varying Dirac Yukawa coupling y.

Conclusion and Future Directions

The paper concludes by stating that the model can open up new directions in UV complete model building with additional symmetries, fields as well as related phenomenology, which are left for future works. The scenario successfully realizes conventional leptogenesis with LNV in a light Dirac neutrino setup by considering a flip-flop of Dirac and Majorana nature of neutrinos in the early Universe. The presence of a neutrinophilic Higgs doublet and two singlet scalars can have complementary detection prospects at colliders. This model offers a way to generate the observed matter-antimatter asymmetry while maintaining consistency with the absence of LNV signals at terrestrial experiments. The framework is consistent with both gravitational wave and CMB experimental signatures.

Acknowledgments

The work of D.B. and I.S. are supported by the Science and Engineering Research Board (SERB), Government of India grant CRG/2022/000603. The paper is supported by various references including [1] through [1995] and others listed in the bibliography.

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The observed matter-antimatter asymmetry can be generated dynamically via leptogenesis, where a non-zero lepton asymmetry is generated first and then gets converted into baryon asymmetry via sphalerons. Creation of non-zero lepton asymmetry typically requires lepton number violation (LNV) which, within the seesaw framework, results in the Majorana nature of light neutrinos. With no signs of LNV at terrestrial experiments, we propose a novel leptogenesis scenario where LNV occurs at high temperatures while zero-temperature physics is consistent with the pure Dirac nature of neutrinos. In a concrete model of this Dirac-Majorana flip-flop, the right chiral parts of Dirac neutrinos initially acquire a large Majorana mass in the early Universe when a singlet scalar field with two units of lepton number acquires a non-zero vacuum expectation value (VEV), thereby facilitating leptogenesis from out-of-equilibrium decay of heavy Majorana fermions. At lower temperatures, the VEV of the scalar singlet gets restored to zero to be consistent with lepton number conservation.

Improvements for AI systems

  1. textbf Real-time Gravitational Wave Signatures from Phase Transitions in Cosmology: The improved system can simulate observable gravitational waves by calculating "GW spectra from a first-order VEV-restoring phase transition, as suggested by the paper's mention of additional detection prospects like stochastic gravitational waves (GWs)."

  2. textbf Enhanced Dark Radiation Detection via CMB Analysis: The system can predict and analyze the signature of a scenario where light Dirac neutrinos are thermalized, leading to detectable dark radiation at cosmic microwave background experiments, as implied by the text discussing a sizeable Yukawa coupling of Dirac neutrinos to the neutrinophilic Higgs doublet not only assists in leptogenesis, but also leads to the thermalization of the right-chiral parts.

  3. textbf Precision Parameter Space Mapping for BSM Physics: The AI can perform numerical scans over complex parameter spaces like Tn - MνR (Tn) = YνR vϕ(Tn) plane to identify regions consistent with successful leptogenesis and a two-step FOPT, directly aiding in the search for green colored points within reach of detectors like LISA, BBO, and DECIGO.

  4. textbf Contextual Analysis of Neutrino Mass Mechanisms: The system can differentiate between Dirac and Majorana neutrino scenarios by analyzing the temperature evolution of vacuum expectation values, specifically tracking when the VEV of the scalar field gets restored to zero to be consistent with lepton number conservation, allowing for a more nuanced understanding of how light Dirac neutrinos can generate detectable dark radiation.

  5. textbf Model Constraint Generation via Washout Term Evaluation: The AI can calculate and incorporate the washout terms for lepton asymmetry, like inverse decays and scatterings as defined in Eq. (B14), enabling it to predict the impact of these processes on the final baryon asymmetry, which is crucial for fitting model predictions with observed data.

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