Quantum models with the Yang-Lee phase transition
Listen
Radio episode about this paper
Transcript
Introduction to the show: ident: Quantum Radio. Generated commentary on the latest quantum physics and condensed matter papers.
Kai: Today's paper: "Quantum models with the Yang-Lee phase transition".
Mira: The gist In this article, four different 1+1D quantum models are presented that realize the Yang-Lee (YL) phase transition under a deformation that preserves PT symmetry,
Kai: First, who's behind it and why it matters.
Paper summary: Mira: The main thesis is that using the state-operator correspondence, they manage to identify the YL critical point in these systems and then calculate the scaling dimensions of the lowest operators for each model.
Kai: And what's really important is that they find perfect agreement with the exact results for two dimensional YL criticality.
Lev: That connection to exact results is important because it grounds this description in a known, solvable system, even though we are dealing with these deformed quantum models.
Mira: They also demonstrate that in all four of these quantum models, the Yang-Lee critical point is described by a massless bosonic field with an i phi cubed interaction.
Kai: And for the three-state quantum clock model specifically, this critical field interacts with a massive bosonic field, and they manage to identify the massless and massive states in that Hamiltonian spectrum.
Lev: That means they're not just looking at one type of criticality; they're mapping out the whole structure of these different phases in the quantum clock model.
Mira: The paper also notes that for the antiferromagnetic quantum Ising model, their effective central charge ceff is within ten to the power of negative four of the exact value for two dimensional YL CFT <ref:2606.19732#pg2>.
Kai: It seems like they’re checking universality across these different setups, showing that all these distinct models fall into the same YL universality class when you look at this PT symmetric deformation.
Lev: If this holds up, it suggests that the underlying mechanism driving this phase transition is very robust and universal across these different lattice structures.
Kai: So in short, they show a consistent field theory description for these four quantum systems under the PT deformation, and that description has strong theoretical backing.
Conclusion: Mira: The authors took four very different physical setups—from spin chains to massive quantum clock models—and managed to find a unified field description for their critical behavior.
Kai: The main implication is that this massless bosonic i phi cubed theory acts as a universal description for the YL criticality across these diverse one plus one dimensional quantum systems <ref:2606.19732#pg1>.
Lev: For someone building real hardware, it’s interesting because it tells us what kind of field theory we should expect to see when we measure these kinds of phase transitions in our actual experimental setups.
Mira: It suggests that the specific details of the lattice model matter less than the underlying symmetry—the PT symmetry—when determining this critical behavior.
Kai: It means we can use this field theory description as a guide for understanding phase transitions in other complex systems where PT symmetry might be relevant, even if they aren't exactly these quantum models.
Lev: The work confirms that the physical picture aligns with the mathematical structure of the minimal models they are referencing, which is always good for checking our theoretical assumptions.
Mira: In short, this paper solidifies a consistent field theory picture for a broad range of deformed quantum systems exhibiting Yang-Lee criticality.
Department of Physics, Carnegie Mellon University
hep-th, cond-mat.stat-mech, cond-mat.str-el, quant-ph
Submitted: 2026-06-18
Updated: 2026-10-15
Comments: 33 pages + appendices, 16 figures; v2: minor revisions, references added
License: http://creativecommons.org/licenses/by/4.0/
Importance score: 83/100
The gist: The gist In this article, four different 1+1D quantum models are presented that realize the Yang-Lee (YL) phase transition under a deformation that preserves PT symmetry, and it is shown that in all
Key concepts
- Yang-Lee (YL) Phase Transition
- This is a type of phase transition occurring in statistical mechanics that happens when a system approaches a critical point along the boundary of its phase diagram. In this context, it is studied under specific deformations that keep the system's symmetry properties intact, allowing physicists to relate it to Conformal Field Theory (CFT).
- PT Symmetry Preservation
- The study uses a deformation where P: φ ightarrow -φ and T: i ightarrow -i. This specific transformation preserves the combined Parity-Time symmetry (PT), which is crucial because it allows the YL transition to be viewed as a spontaneous breaking of this symmetry, linking it to known critical theories.
- Bosonization
- This is a mathematical technique used primarily in quantum field theory for 1+1 dimensional systems. It maps interacting fermionic or spin models onto simpler, equivalent bosonic field theories. This method was used specifically for the massive Schwinger model to describe its critical behavior.
- Scaling Dimensions
- These are numerical values assigned to the lowest operators in a Conformal Field Theory (CFT). They dictate how correlation functions behave as the system size changes. Finding these dimensions and comparing them to theoretical exact values confirms that the models correctly belong to specific universality classes, like the 2D YL CFT.
Terminology
Summary
The gist In this article, four different 1+1D quantum models are presented that realize the Yang-Lee (YL) phase transition under a deformation that preserves PT symmetry, and it is shown that in all these models, the YL critical point is described by a massless bosonic field with an iϕ3 interaction
Model Realizations and Theoretical Framework
The paper presents four different 1+1D quantum models realizing the Yang-Lee (YL) phase transition under a deformation that preserves PT symmetry, specifically the antiferromagnetic Ising spin chain in transverse and longitudinal magnetic fields, the massive Schwinger model, the Blume-Capel model, and the three-state quantum clock model Using bosonization for the Schwinger model and the Polyakov-Hubbard transformation for the other models, it is shown that in all of these models, the YL criticality is described by a massless Euclidean iϕ3 field theory In the quantum clock model, this critical field interacts with a massive bosonic field, and the massless and massive states in the Hamiltonian spectrum are identified
Critical Point Identification and Scaling Dimensions
The YL critical point is identified using the state-operator correspondence, which provides access to the scaling dimensions of the lowest operators in each model For example, in two dimensions, the non-unitary minimal model M(2, 5) provides an exact description of the Yang-Lee CFT with primary operators I and ϕ having scaling dimensions ∆I = 0 and ∆ϕ = −2/5 The numerical results for the structure constant Cϕϕϕ agree with the theoretical value in (4.2) within an error of order 10−3
Numerical Computations and CFT Agreement
The paper numerically computes the two-point function of ϕ at the Yang-Lee critical point and shows that it grows with distance, in agreement with theoretical expectations since the operator ϕ has negative scaling dimension ∆ϕ = −2/5 The structure constant Cϕϕϕ is computed numerically and agrees with the theoretical value in (4.2) within an error of order 10−3 These results for different models are summarized in Tables 4 through 8
Universality and Criticality Analysis
The analysis confirms that the critical point found in the antiferromagnetic quantum Ising model belongs to the 2D YL universality class, as evidenced by the effective central charge ceff being within 10−4 of the exact value ceff = 2/5 in 2D YL CFT For the three-state quantum clock model, massive states are observed in the spectrum in accordance with the LGW action
Concluding Remarks
In conclusion, all four models exhibit YL criticality described by the PT-symmetric massless iϕ3 theory The numerical results for the ferromagnetic quantum Ising spin chain at the Yang-Lee critical point show complete agreement with CFT predictions The paper confirms the existence of the YL edge line in the spin-1 Blume-Capel model, which is conjectured to be described by the M(2, 7) minimal model
How it works
The Yang-Lee criticality is realized through a deformation that preserves PT symmetry, where P: ϕ → −ϕ and T: i → −i This deformation breaks the Z2 symmetry of the Ising model but preserves PT symmetry The YL phase transition can be regarded as a transition associated with spontaneous breaking of the PT symmetry
Model Specific Deformations
The four models considered are the antiferromagnetic Ising model in transverse and longitudinal magnetic fields, the massive Schwinger model, the spin-1 Blume-Capel (BC) model, and the three-state quantum clock model (CM) For instance, in the Schwinger model, a deformation by an imaginary pseudo-scalar mass term satisfies P-odd and T-odd conditions to preserve PT symmetry
Lattice Implementation and Numerical Methods
The study uses the state-operator correspondence and finite-size scaling analysis to numerically demonstrate that each model has a YL critical point under a particular deformation For the Schwinger model, bosonization is used For the other models, the Polyakov-Hubbard transformation is used Numerical computations are performed using Density Matrix Renormalization Group (DMRG) and Bulirsch–Stoer (BST) algorithm
Criticality Criteria
The pseudo-critical point is defined by the condition (N + 2)Ek=0 for the Hamiltonian (3.4), which produces a sequence of pseudo-critical points hstz,c that converges to the thermodynamic critical point hstz,c in N → ∞ limit The scaling dimensions are calculated using the formula ∆k n = Ek n(N) − Ek=0(N) / (Ek=10(N) − Ek=0(N)) → N→∞ ∆k n - ∆I - ∆∂ϕ - ∆ϕ = ∆k n
Scaling Dimension Agreement
The extrapolated values for the scaling dimensions in the k = 0 sector are found to be approximately 10−4 and 10−2 away from the exact theoretical scaling dimensions ∆ϕ = −2/5, ∆ϕ = 8/5, and ∆2ϕ = 18/5 The effective central charge is within 10−4 of the exact value ceff = 2/5 in 2D YL CFT
Final Findings on Critical Points
The thermodynamic critical point for the antiferromagnetic quantum Ising model (6.2) is found to be hstz,c = 0.69092 for hx = 2.5 and hz = 1 The YL pseudo-critical point for the three-state clock model is found at hc = 0.71406 The numerical results confirm that the critical point belongs to the 2D YL universality class The first spin-zero scaling dimension corresponds to ∆ϕ in the YL CFT, with a difference of 10−4 from the exact value ∆ϕ = −2/5
How it works
The LGW action for the three-state quantum clock model is obtained by applying the Polyakov-Hubbard transformation The potential U has the form U[ϕ1, ϕ2] = − ln eϕ1−βhλ + 2e− 1/2(βhλ−ϕ1)cosh √3/2(ϕ2 − iβh) For h > 0, the action has the PT symmetry: ϕ2 → −ϕ2 and i → -i The YL field ϕ2 fully decouples from the massive field ϕ1, and its action coincides with the action (2.13) for the classical Ising model The numerical spectrum of the Hamiltonian HCMYL shows massless YL states together with massive states when hλ > 0
How it works
The deformation of the three-state quantum clock model (9.6) breaks the Z3 and C symmetries but preserves the combination CT, which is identified with the Yang-Lee PT symmetry The YL field ϕ2 fully decouples from the massive field ϕ1 when βhλ > 0 and sufficiently large h The numerical results for these correlation functions approach the expected shapes in (10.10) and (10.12) as N → ∞ <ref:
Improvements for AI systems
-
Improved ability to predict Yang-Lee critical points in various 1+1D quantum models by leveraging state-operator correspondence and finite-size scaling analysis to identify critical values, as demonstrated by
Using the state-operator correspondence and the finite-size scaling analysis, we numerically demonstrate that each of these models has a YL critical point under a particular deformation that preserves PT symmetry.
-
Enhanced capacity for characterizing Conformal Field Theory (CFT) structures at Yang-Lee critical points by accurately computing scaling dimensions and structure constants, as shown by the paper's
we identify the YL critical point, compute the scaling dimensions of the lowest operators in each model, and find perfect agreement with the exact results for the YL criticality in two dimensions.
-
Refined simulation capabilities for non-unitary systems by enabling high-accuracy numerical computation of correlation functions using methods like Density Matrix Renormalization Group (DMRG) and Bulirsch–Stoer (BST) algorithms, allowing precise extrapolation to the thermodynamic limit, as evidenced by
The results are shown in Figure 3
andThe results are shown in Table 5.
-
Advanced understanding of universality classes through spectral analysis of lattice Hamiltonians, enabling the identification of critical points belonging to specific CFTs (e.g., M(2, 5) or Ising), as implied by the comparison between the calculated scaling dimensions and theoretical predictions like
the exact results for the YL CFT.
-
Specific prediction of phase diagrams for complex deformations in quantum systems, allowing researchers to map out regions where Yang-Lee criticality exists based on symmetry preservation, such as showing that
the Landau-GinzburgWilson (LGW) description for the three-state quantum clock model explains why the YL phase transition appears only for the positive sign of the PT-symmetric deformation.
Abstract
In this article, we present four different 1+1 D quantum models that realize the Yang-Lee (YL) phase transition under a deformation that preserves PT symmetry. These are the antiferromagnetic Ising spin chain in transverse and longitudinal magnetic fields, the massive Schwinger model, the Blume-Capel model, and the three-state quantum clock model. Using the state-operator correspondence, we identify the YL critical point, compute the scaling dimensions of the lowest operators in each model, and find perfect agreement with the exact results for the YL criticality in two dimensions. Using bosonization for the Schwinger model and the Polyakov-Hubbard transformation for the other models, we show that in all of these quantum models the YL critical point is described, as expected, by a massless bosonic field with an i ϕ cubed interaction. In the quantum clock model, this critical field interacts with a massive bosonic field, and we identify the massless and massive states in the Hamiltonian spectrum. In addition, we numerically compute the two-point function of ϕ at the Yang-Lee critical point and show that it grows with distance, in agreement with theoretical expectations.
Sources
- Critical $O(N)$ Models in $6-\epsilon$ Dimensions
- Three Loop Analysis of the Critical $O(N)$ Models in $6-\epsilon$ Dimensions
- Four loop renormalization of phi^3 theory in six dimensions
- Five loop renormalization of $\phi^3$ theory with applications to the Lee-Yang edge singularity and percolation theory
- Critical exponents from five-loop scalar theory renormalization near six-dimensions
- $\phi^3$ theory at six loops
- Six loop critical exponent analysis for Lee-Yang and percolation theory
- Yang-Lee Quantum Criticality in Various Dimensions
- Uncovering conformal symmetry in the $3D$ Ising transition: State-operator correspondence from a fuzzy sphere regularization
- Entropic $F$-function of 3D Ising conformal field theory via the fuzzy sphere regularization
- Constructing the Infrared Conformal Generators on the Fuzzy Sphere
- Exact Diagonalization, Matrix Product States and Conformal Perturbation Theory Study of a 3D Ising Fuzzy Sphere Model
- Simulating the non-unitary Yang-Lee conformal field theory on the fuzzy sphere
- The antiferromagnetic Ising chain in a mixed transverse and longitudinal magnetic field
- Flowing from the Ising Model on the Fuzzy Sphere to the 3D Lee-Yang CFT
- Yang-Lee edge singularities from extended activity expansions of the dimer density for bipartite lattices of dimensionality 2 <= d <= 7
- Ginzburg-Landau description of a class of non-unitary minimal models
- Towards a Quintic Ginzburg-Landau Description of the $(2,7)$ Minimal Model
- Lee-Yang model from the functional renormalization group
- Ginzburg-Landau description for multicritical Yang-Lee models
Related papers
- S-duality, boundary states, and higher-form symmetries on ALE spaces
- Quantum simulation of traversable-wormhole-inspired quantum teleportation in a chaotic binary sparse SYK model
- Perfect Particle Transmission through Duality Defects
- Entanglement Wedge Reconstruction Beyond the Large N Limit via the Twirled Petz Map
- Horizons and Soft Quantum Information
- Energy Transmission Across Holographic Conformal Interfaces in General Dimensions